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FINRA Awards for Dennis Dice

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0338111/19/2019Claimant(s): J. Kirby Fowler, Patrica Fowler, J. Kirby & Patricia O. Fowler Irr. Trust
Claimant Lawyers(s): Michael W. Starr
Respondent(s): John McGinty, AXA Advisors
Respondent Lawyers(s): Cheryl Howard, Dennis Dice
Arbitrator(s): James M. Rhodes, Bryan David Glass
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0225102/13/2009Claimant(s): Charles D. Stubbs & Jacqueline Stubbs, Stephen D. Stubbs & Robin L. Stubbs
Claimant Lawyers(s): Thomas J. Fraser
Respondent(s): John Means, Matthew Wilson
Respondent Lawyers(s): Dennis Dice, Matthew Wilson
Arbitrator(s): Stan West, Helen G. Bradley, Thomas Roe Oldt
Hearing Site: Orlando, FL
Checkmark Icon$857,200

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