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FINRA Awards for David D. Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0246203/25/2010Claimant(s): Luis Davidsohn, Roberto Davidsohn, Susana Lea Davidsohn
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Jorge Kalb, Moises Nudel, Paul Weiss, Atlas One Financial Group
Respondent Lawyers(s): Holly R. Skolnick
Arbitrator(s): Linda M. Granata, David Stein, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
Checkmark Icon$0
08-0175702/25/2010Claimant(s): Paul Norman
Claimant Lawyers(s): Brian G. Isaacson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): James D. Murray, Paul D. Gutierrez, David D. Stein
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0029304/09/2008Claimant(s): Dale V. Wessel IRA, JoAnn D. Wessel IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Alexander L. Mazour, David D. Stein, Marilyn Burrill O'Toole
Hearing Site: Reno, NV
Checkmark Icon$0

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