FINRA Awards for Piper Jaffray & Co.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-01384	05/08/2008	Claimant(s): Susan Wickizer Claimant Lawyers(s): Paul N. Young Respondent(s): Jeffrey Toman, Piper Jaffray & Co. Respondent Lawyers(s): William D. Nelson Arbitrator(s): Joseph M. Costello, Rhonda L. Rhodes, Michael A. Ruderman Hearing Site: Denver, CO		$0
07-02834	04/15/2008	Claimant(s): Robert R. and Delores J. Gehrking Claimant Lawyers(s): Robert R. Gehrking Respondent(s): Piper Jaffray & Co., William Pritchard Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): P. J. Boylan Hearing Site: Milwaukee, WI		$213