Potomac Analytics' Logo

FINRA Awards for Joseph Christopher Rosa

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0330108/11/2014Claimant(s): Endre Balazs, Janet Delinger
Claimant Lawyers(s): Henry Pass, Richard G. Tuttle
Respondent(s): Andrew Levas, Bennett Firestein, Bill Grous, Morgan Stanley & Co.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Daniel J. McCarthy, Julian F. Santos, Joseph Christopher Rosa
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0632010/31/2011Claimant(s): Estate of Margaret Cwirko
Claimant Lawyers(s): Robert Mahoney
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Dwight Wassong, Edward W. Morris, Joseph Christopher Rosa
Hearing Site: Newark, NJ
Checkmark Icon$241,344

2 Results

Display: