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FINRA Awards for Randall R. Heiner

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0093304/11/2017Claimant(s): Stephen H. Bonney IRA, Stephen H. Bonney Living Trust dated 6/1
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Brian Weese, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Herbert Liberman, William Michael Samsel, Kevin Edward Anthony
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement
14-0033703/20/2015Claimant(s): Shelley G. Fontaine Family Trust
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Ameriprise Financial Services., Steven Linck
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Virginia H. Wertz
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement

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