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FINRA Awards for Milwaukee, WI

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Displaying 101-103 out of 103 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0207012/18/2007Claimant(s): Robert Granger
Claimant Lawyers(s): Robert J Granger
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Herbert H. Neuer
Hearing Site: Milwaukee, WI
Checkmark Icon$0
07-0178511/28/2007Claimant(s): William Paulson
Claimant Lawyers(s): William J Paulson
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): David M. Minnick
Arbitrator(s): John K. Notz
Hearing Site: Milwaukee, WI
Checkmark Icon$213
07-0157711/02/2007Claimant(s): Tom W. White & Jane C. White JT TEN
Claimant Lawyers(s): Tom William White
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
Checkmark Icon$0

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