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FINRA Awards for William W. Marchant

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0316609/27/2011Claimant(s): The Estate of Ruth T. Speight
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Wachovia Securities Financial Network, Wells Fargo Advisors Financial Network, Stephen Thomas, Linden Thomas & Co.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): William W. Marchant, Lynne T. Albert, Rudolph Andrew Bata
Hearing Site: Charlotte, NC
Checkmark IconExpungement

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