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FINRA Awards for David W. Locy

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0280106/07/2017Claimant(s): Fred Schiffler
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Brent Porges, David Cannata, Brookstone Securities., Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Taddonio, David Charles Cannata, David W. Locy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
Checkmark Icon$260,739
15-0226804/12/2017Claimant(s): Kenneth Vanderlinde
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Antony Turbeville, David Locy, Edgar Thomas, Ehab Shalaby, Elvin Lopez, Kyong Kim, Philip Fatta, Brookstone Securities.
Respondent Lawyers(s): David W. Locy, Ehab Ahmed Shalaby, Elvin J. Lopez, Joshua A. Katz, Kyong H. Kim, Marc L. Abramson
Arbitrator(s): Michael S. Jordan
Hearing Site: Minneapolis, MN
Checkmark Icon$36,877
15-0248812/07/2016Claimant(s): Karl Roberts
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Casey Rodriguez, Richard Brown, Brookstone Securities.
Respondent Lawyers(s): Casey Thomas Rodriguez, David W. Locy, Richard Lydon Brown
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
Checkmark Icon$72,358

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