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FINRA Awards for James A. Blalock

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0230211/23/2018Claimant(s): Brandon Gold, Brittany Gold, Nicole Gold, Sandra Gold
Claimant Lawyers(s): Ari Feldman
Respondent(s): Wells Fargo Advisors, Jeffrey Doud, Jeffrey Forche, John Conlisk
Respondent Lawyers(s): John Steven Conlisk, Nuviah Shirazi
Arbitrator(s): James A. Blalock, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
Checkmark IconExpungement
09-0129007/08/2010Claimant(s): Maury Bronstein, IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher Lazarini
Arbitrator(s): James A. Blalock, Mary E. Woytek, Dineo Coleman Gary
Hearing Site: Memphis, TN
Checkmark Icon$300

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