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FINRA Awards for Phyllis S. Williams Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0402801/13/2011Claimant(s): Phyllis Williams, Phyllis S. Williams Revocable Trust
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
Checkmark IconExpungement

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