Potomac Analytics' Logo

FINRA Awards for David Edward Upton

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-11 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0390112/22/2009Claimant(s): Michael Nagy
Claimant Lawyers(s): Michael Nagy
Respondent(s): Wachovia Securities.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): David Edward Upton
Hearing Site: Richmond, VA
Checkmark Icon$38

11 Results

Display: