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FINRA Awards for Leon Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0076811/11/2016Claimant(s): Sandra Black
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Ameriprise Financial Services., Leon Carter
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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