FINRA Awards for J. Christopher Wehrle

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-03878	07/28/2014	Claimant(s): June Duffy, Leroy Duffy, Susan Creasey, William Creasey Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): LPL Financial LLC, Gerald Seibert Respondent Lawyers(s): Jennifer L. Carpenter Arbitrator(s): Julius Z. Frager, Albert J. Haller, Stuart W. Smith Hearing Site: St. Louis, MO		Expungement
12-00951	01/06/2014	Claimant(s): Deborah Shishko, Robert Shishko, John Shishko Revocable Trust, Robert Shishko Trust Claimant Lawyers(s): J. Christopher Wehrle, Marc L. Godino Respondent(s): Elliott Moskowitz, Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Robert J. Ruben, Blaine Smith, David L. Maislen Hearing Site: Los Angeles, CA		Expungement
10-04022	02/28/2012	Claimant(s): Andrew Vogelbach, Karl Vogelbach, Karl Heinrich Vogelbach MD MPP & Trust U, Karl HeinrichVogelback MD MNY Prchse PL Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): Jens Spitta, Quincy Cass Associatesorporated Respondent Lawyers(s): Sylvia M. Scott Arbitrator(s): David W. Dresnick, Kendall C. Reed, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA		$0
09-01900	02/02/2010	Claimant(s): Elizabeth Roth Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): J.J.B. Hilliard, W.L. Lyons, Leonard Mcgehee Respondent Lawyers(s): Tonya J. Austin Arbitrator(s): M. Eileen Dorsey, Marilyn T. Selby, Robert W. Dempsey Hearing Site: St. Louis, MO		$30,000