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FINRA Awards for William Reece

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0170503/25/2013Claimant(s): Thomas Himmelberger
Claimant Lawyers(s): Thomas E. Himmelberger
Respondent(s): RBC Capital Markets LLC, William Reece
Respondent Lawyers(s): Julie Thrall Burrow
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
Checkmark IconStipulated Award and Expungement

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