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FINRA Awards for April C. Teveris

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0022907/28/2022Claimant(s): Estate of Elaine Falcigno
Claimant Lawyers(s): Edmund Polubinski
Respondent(s): Frederick Mueller, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Robert L. Chase, John J. Mager, April C. Teveris
Hearing Site: Hartford, CT
Checkmark Icon$0
18-0071006/08/2020Claimant(s): Julius Pasqualoni, Sheri Pasqualoni
Claimant Lawyers(s): Sabato P Fiano
Respondent(s): David Ivanovich Jr., John Campeau, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert L. Chase, April C. Teveris, Jeremy Gray Zimmermann
Hearing Site: Hartford, CT
Checkmark Icon$0
09-0571808/20/2013Claimant(s): Patrick Kennedy
Claimant Lawyers(s): Patrick Kennedy
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Samuel H. Chorches, Francis J. Pavetti, April C. Teveris
Hearing Site: Hartford, CT
Checkmark Icon$0

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