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FINRA Awards for Wedbush Securities Inc.

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
04-0235507/22/2009Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Donald McGhan
Respondent Lawyers(s): Donald K. McGhan
Arbitrator(s): Gerald F. Corrigan, Karen L. Gold, Paul H. White
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0011808/30/2007Claimant(s): William Marshall, Hartunian Family Trust UTD 3/8/95
Claimant Lawyers(s): David Casterline, Scott R. Shewan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, Allan D. Stampa, Christine Lonzello
Hearing Site: Los Angeles, CA
Checkmark Icon$0
03-0540408/16/2007Claimant(s): Melvin Wong
Claimant Lawyers(s): Melvin Wong
Respondent(s): Wedbush Securities Inc., Richard Au
Respondent Lawyers(s): Gary Holmes
Arbitrator(s): David F. Bello, Walter H. Ikeda, Karen Char
Hearing Site: Honolulu, HI
Checkmark Icon$0

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