Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
21-02839 | 09/18/2023 | Claimant(s): David Vosicher, David S. Vosicher IRA Rollover, David S. Vosicher IRA Roth Claimant Lawyers(s): David S. Vosicher Respondent(s): George Strong, Strong Wealth Management LLC Respondent Lawyers(s): Kevin K. Fitzgerald Arbitrator(s): Robert B. Hansohn, Richard Andrew Roupoli, Andrew Levy Hearing Site: Los Angeles, CA | $150,000 | |
21-01800 | 08/24/2023 | Claimant(s): Rudolph Baker Claimant Lawyers(s): Rudolph Baker Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher, John Bersin Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli Hearing Site: Los Angeles, CA | $0 |