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FINRA Awards for Sean P. Malone

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0046409/16/2013Claimant(s): Paul S. Dennis Trust
Claimant Lawyers(s): Sean P. Malone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lynn Saralli
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cleveland, OH
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