FINRA Awards for Samuel B. Edwards

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Displaying 31-33 out of 33 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03904	04/20/2010	Claimant(s): Kathleen Pomeroy, The Marital Deduction Trust, The Pomeroy Bypass Trust, The Pomeroy Family Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Jane Bradley, William A. Husa, Mary Margaret Bush Hearing Site: San Francisco, CA		$768,944
08-04703	04/01/2010	Claimant(s): Terry Green Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): John K. Boyce, Charles E. Munson, Byron G. Hannah Hearing Site: Houston, TX		$0
06-01374	03/03/2010	Claimant(s): Dennis Lynch Claimant Lawyers(s): Samuel B. Edwards Respondent(s): H. Fehn, John Meyers, K. Garrett, Katheleen McPherson, Russell Riccobono, Scott Brooks, Scott Magallanes, Stanley Brooks, Stephen Washburn, Steve Skytte, Brookstreet Securities Corporation, First Providence Financial Group, The Brooks Family Trust Respondent Lawyers(s): H. Thomas Fehn, John M. Meyers, K. Michael Garrett, Katheleen M. McPherson, Russell Robert Riccobono, Scott Lee Magallanes, Stephen P. Washburn, Steve Skytte, Steven W. Schaefer Arbitrator(s): John P. Scordo, Alan K. Bloom, Joseph Michael Dougherty Hearing Site: Newark, NJ		$24,400