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FINRA Awards for David Louis Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0084708/02/2011Claimant(s): Linda Mellicker-Bhan
Claimant Lawyers(s): Nisha Wright
Respondent(s): David Klein, Centaurus Financial.
Respondent Lawyers(s): David Louis Klein, William D. Nelson
Arbitrator(s): James J. Moylan, Suanne M. Parro, Henry Eric Peitz
Hearing Site: Denver, CO
Checkmark Icon$220,466
10-0243403/30/2011Claimant(s): Natalie Schoengood
Claimant Lawyers(s): Natalie Schoengood
Respondent(s): David Klein
Respondent Lawyers(s): David Louis Klein
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
Checkmark Icon$25,425

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