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FINRA Awards for North Brae Capital Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0523307/22/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Gregory Costello, North Brae Capital Group.
Respondent Lawyers(s): Gregory J. Costello
Arbitrator(s): Jerome H. Levy, James S. Hazard, Howard A. Baker
Hearing Site: New York, NY
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