Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03670 | 07/22/2011 | Claimant(s): Robert Banks, Vita Banks, Robert R. Banks IRA, Vita Banks IRA Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James P. Delphey Arbitrator(s): Jo-Ann C. Little, Judith A. Gust, Sally G. Williams Hearing Site: San Diego, CA |  | Expungement |
| 08-03952 | 02/01/2010 | Claimant(s): Crisostomo ("Tom") Garcia, Crisostomo B. Garcia Trust Claimant Lawyers(s): James P. Delphey Respondent(s): Stephen Kaplan, Gilford Securities Incorporated Respondent Lawyers(s): Gabriel A. Mendel, Martin H. Kaplan Arbitrator(s): Guenter S. Cohn, Barry E. Kersh, Evelyn R. Wiggins Hearing Site: San Diego, CA | | $0 |