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FINRA Awards for Gregory John Peterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0099008/08/2018Claimant(s): John Gherty, M. Anne Gherty
Claimant Lawyers(s): Matthew T. Boos
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Randall Johnson
Respondent Lawyers(s): Joseph A. Sack, Joseph W. Anthony
Arbitrator(s): Kerry C. Koep, Steven M. Bialick, Gregory John Peterson
Hearing Site: Minneapolis, MN
Checkmark Icon$150,410
15-0280503/21/2017Claimant(s): Melissa Nordick
Claimant Lawyers(s): Michael Hill
Respondent(s): Emergent Financial Group.
Respondent Lawyers(s): Randy J. Sparling
Arbitrator(s): Kevin D. Hofman, Gregory John Peterson, Michael Leary
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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