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FINRA Awards for Kathleen L. Daerr-Bannon

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0252611/26/2013Claimant(s): Maryann Araman, Antone Araman
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Diane Ciccone, Kathleen L. Daerr-Bannon, Timothy James Potero
Hearing Site: Philadelphia, PA
Checkmark Icon$674,030
11-0325605/28/2013Claimant(s): Mario R. Gebbia as Trustee of the Mario
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Elliot B. Platt, Kathleen L. Daerr-Bannon, Mary L. Sims
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
08-0439402/28/2011Claimant(s): Marvin Levin and Stefani Levin
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): David Kay, Ralph Wileczek
Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek
Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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