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FINRA Awards for Clarence Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0322012/09/2009Claimant(s): Jackal Properties LTD, Laurie & Co., Yorsipp Trustees Limited Trust FBO Alan
Claimant Lawyers(s): Kirk G. Smith
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Camille S. Cooper, Clarence Smith, Dominick T. Scianandre
Hearing Site: New York, NY
Checkmark Icon$0
07-0280806/16/2008Claimant(s): Clarence Smith
Claimant Lawyers(s): Clarence Smith
Respondent(s): Anthony Williams, Edward Jones
Respondent Lawyers(s): Christopher Pickett
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
Checkmark Icon$163

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