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FINRA Awards for Jay H. Mintz IRA Rollover

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0475502/04/2010Claimant(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Annie M. Moriarty
Arbitrator(s): Neil Harvey Smith
Hearing Site: Charlotte, NC
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