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FINRA Awards for Jay H. Mintz IRA Rollover

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0160612/29/2014Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust
Respondent Lawyers(s): William Young
Arbitrator(s): Leonard E. Benade, Timothy J. Wright, Lynne T. Albert
Hearing Site: Raleigh, NC
Expungement

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