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FINRA Awards for James Wambold

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0084110/08/2018Claimant(s): Austin Wambold, James Wambold, Susan Wambold
Claimant Lawyers(s): Lars K Soreide
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash
Hearing Site: Omaha, NE
Checkmark IconExpungement

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