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FINRA Awards for William John Sommers

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0421601/05/2024Claimant(s): Kent Bonvillain, Whitney Guidry
Claimant Lawyers(s): Kevin Conway
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Maryanne M. Esser, Chris W. Surprenant, William John Sommers
Hearing Site: New Orleans, LA
Checkmark Icon$15,000
16-0299112/27/2017Claimant(s): Susana Scherrer and Maria D. Scherrer
Claimant Lawyers(s): Normarie Rodriguez-Perez
Respondent(s): Fernando Del Llano Sobrino, Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez Martinez, Sonia Marbarak
Arbitrator(s): Olivia Milbank Farrar, James Howell Garrison, William John Sommers
Hearing Site: San Juan, PR
Checkmark IconExpungement

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