Potomac Analytics' Logo

FINRA Awards for Richard L. Herzfeld

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0131210/23/2017Claimant(s): Navin Barot
Claimant Lawyers(s): Cory Ferraez
Respondent(s): R.F. Lafferty & Co.., Todd Sherman
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Gary S. Jefferson, Robert H. Putnam, Eric Spencer Buchanan
Hearing Site: Jackson, MS
Checkmark IconExpungement
15-0003310/02/2015Claimant(s): Antonia Winter
Claimant Lawyers(s): J. Desmond Kramer
Respondent(s): R.F. Lafferty & Co..
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
Checkmark Icon$0

2 Results

Display: