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FINRA Awards for Alan J. Duncan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0677205/08/2012Claimant(s): Susan Shalov
Claimant Lawyers(s): Robert Bertsch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alan J. Duncan, R. Peter Faris, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
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