Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00240 | 07/31/2013 | Claimant(s): Ben Schwartz, Ben I. Schwartz SEP-IRA, Schwartz Commercial Realty Defined Ben Claimant Lawyers(s): Thomas D. Mauriello, Timothy J. Dennin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett Wynne Arbitrator(s): John H. Knight, Sally G. Williams, Thomas L. Marshall Hearing Site: San Diego, CA |  | Expungement |
| 08-01388 | 01/31/2011 | Claimant(s): Deborah Herman, Frederick Herman Claimant Lawyers(s): Frederick Herman Respondent(s): Colleen Langs, Charles Schwab & Co.., Marcia Novick Respondent Lawyers(s): Garrett Wynne Arbitrator(s): Laurel Littman Gothelf, Thomas H. O'Connor, Sterling N. Frost Hearing Site: San Francisco, CA | | Expungement |