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FINRA Awards for Mark J. Happe

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0394908/26/2009Claimant(s): John Holloway
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Lawrence M. Oberdank, Mark J. Happe, Robert N. Kohn
Hearing Site: Birmingham, AL
Checkmark Icon$0
07-0353007/01/2009Claimant(s): Leon Farber
Claimant Lawyers(s): Stuart Meissner
Respondent(s): Barry Kornfeld
Respondent Lawyers(s): Barry M. Kornfeld
Arbitrator(s): Carolyn A. Mann, Jettie K. Thomas, Mark J. Happe
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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