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FINRA Awards for Sherry Brooker

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0269310/25/2017Claimant(s): Raymond Seibert
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Sherry Brooker, Cetera Financial Specialists LLC
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): Leon Fox, Michael Nathanson, Patrick Moran
Hearing Site: Chicago, IL
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