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FINRA Awards for Christopher Caufield

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0317303/14/2012Claimant(s): Joseph Ditillo
Claimant Lawyers(s): Joseph Ditillo
Respondent(s): Christopher Caufield, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): William G. Binckes, Peter A. Goldman, Anthony Charles Ginetto
Hearing Site: New York, NY
Checkmark IconExpungement

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