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FINRA Awards for Kay Whitney

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0015512/20/2013Claimant(s): Kay Whitney, Leon Whitney
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Tim S. Hartzell, Charles E. Munson, Arno C. Schwethelm
Hearing Site: Houston, TX
Checkmark IconExpungement

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