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FINRA Awards for John Hughes

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0359504/09/2013Claimant(s): Catherine Haas
Claimant Lawyers(s): Catherine Haas
Respondent(s): Ameriprise Financial Services., John Hughes
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Alun Hywel Jones
Hearing Site: Augusta, ME
Checkmark Icon$19,879
07-0236810/29/2008Claimant(s): Anthony Antonakis, John Hughes, Kurly Dog Investments, Red Dog Investments
Claimant Lawyers(s): Albert K. Lawler
Respondent(s): Richard Buckley
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Margaret Hotopp
Hearing Site: New London, CT
Checkmark Icon$0

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