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FINRA Awards for John Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0072001/31/2018Claimant(s): Jerry McMillon, Jerry A. McMillon Living Trust Under Agr
Claimant Lawyers(s): Mark A. Pruner
Respondent(s): Jason Jaffee, Wells Fargo Advisors, Wells Fargo Securities, John Lee, Wells Fargo Company
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Carlos Richard Mangum, Dean J. Dietrich, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0632907/26/2011Claimant(s): Giovanni Savinovich
Claimant Lawyers(s): John A. Daniels
Respondent(s): Gordie Jamieson, John Lee, Banc of America Investment Services Inc.
Respondent Lawyers(s): John M. Lee, John Lukanski
Arbitrator(s): Dwight Wassong, Joseph H. Cerame, Richard V. Adams
Hearing Site: Newark, NJ
Checkmark IconExpungement

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