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FINRA Awards for Mary Noe

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0170008/18/2011Claimant(s): Gus Sekas
Claimant Lawyers(s): Gus Sekas
Respondent(s): George Legakis, J. P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): Vicki Z. Holleman, Peter A. Goldman, Mary Noe
Hearing Site: New York, NY
Checkmark Icon$0
06-0167908/20/2008Claimant(s): Robert Montanino
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Donald P. Wray
Arbitrator(s): Richard L. Herzfeld, Donald Raymond McNally, Mary Noe
Hearing Site: New York, NY
Checkmark Icon$40,000

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