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FINRA Awards for Rosalind Anne Salzman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0022608/03/2010Claimant(s): Betty Risner, Marion Risner, Betty Margaret D Risner-Rollover IRA, Risner Family Trust U/A DTD 01/21/82
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): James Harris, Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): James S. Carlson, Daniel David Kopman, Rosalind Anne Salzman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
07-0137706/03/2008Claimant(s): Leota Bush Trust
Claimant Lawyers(s): Steven Gourley
Respondent(s): Marcel Frey, Mark Goldie
Respondent Lawyers(s): Joseph C. Campo
Arbitrator(s): Thomas E. Shuck, Neil S. Jasper, Rosalind Anne Salzman
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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