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FINRA Awards for UBS International Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0016205/22/2015Claimant(s): Ahmed Hussein
Claimant Lawyers(s): Stephen E. Morrissey
Respondent(s): UBS Financial Services Inc., UBS International Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Bertrand M. Lanchner, Joseph I. Liebman, Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$2,000,000

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