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FINRA Awards for Steven Knowlton

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0139004/05/2017Claimant(s): Rohn Bertoldi
Claimant Lawyers(s): Gary Menzer
Respondent(s): Steven Knowlton, IMS Securities.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): David C. Redford, Heather Gaile Layton, Jonathan Charles Day
Hearing Site: Houston, TX
Checkmark Icon$27,000

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