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FINRA Awards for Francine Sorkin Segal

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0018804/05/2018Claimant(s): Francine Sorkin Segal
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Catherine Stewart, Robert E. Anderson, Veronica Ann Williams
Hearing Site: Newark, NJ
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