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FINRA Awards for James Vaughn

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0563504/16/2013Claimant(s): Dennis Lowery, James Vaughn, Robert Cancellieri
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Fred S. Pieroni, Jacob Aschkenasy, Douglas S. Abel
Hearing Site: New York, NY
Checkmark IconExpungement

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