FINRA Awards for Kirlin Securities.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-02116	06/12/2008	Claimant(s): Hatch Insurance Agency. Claimant Lawyers(s): C. Mark Stratton Respondent(s): Kirlin Securities. Respondent Lawyers(s): Isaac M. Zucker Arbitrator(s): Terrence J. Fleming, Robert Lee Nelson, Grant D. Sanders Hearing Site: Minneapolis, MN		$30,000
06-04786	09/27/2007	Claimant(s): Mindy Bokser Claimant Lawyers(s): Timothy A. Canning Respondent(s): Andrew Israel, Anthony Kirincic, David Lindner, Jay Frost, Kirlin Securities. Respondent Lawyers(s): Isaac M. Zucker, Jay Frost Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA		Settlement