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FINRA Awards for Douglas Bockmiller

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0107511/14/2012Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson
Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson
Arbitrator(s): Mitchell S. Ostwald
Hearing Site: San Francisco, CA
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