Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00239 | 10/29/2013 | Claimant(s): Leonard Jarvis, Monica Jarvis, Leonard E. Jarvis Rollover IRA, Monica A. Jarvis Rollover IRA Claimant Lawyers(s): Matthew W. Frank Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company Respondent Lawyers(s): Anthony R. Paesano, Florence Kein, Jonathan D. Neerman Arbitrator(s): John F. Burns, James Patrick Graven, Thomas W. Lawson Hearing Site: Detroit, MI |  | $50,000 |
| 06-02827 | 06/11/2008 | Claimant(s): William Katz Claimant Lawyers(s): James Graven Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister Hearing Site: Cleveland, OH | | $100,000 |