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FINRA Awards for Mark E. Goodman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0236511/17/2010Claimant(s): Thomas J. Hillman Family Trust
Claimant Lawyers(s): Mark E. Goodman
Respondent(s): Bernard King, UBS Financial Services Inc.
Respondent Lawyers(s): Christopher T. O'Connor
Arbitrator(s): Gerald Cohen, Thomas J. Ray, Jennifer McGillivary
Hearing Site: St. Louis, MO
Checkmark Icon$100,000

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