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FINRA Awards for Steven Michael Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0032804/19/2011Claimant(s): World-Wide Sports Promotion, Ltd
Claimant Lawyers(s): Steven Michael Schwartz
Respondent(s): Ameriprise Financial Services., Jared Cohen
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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