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FINRA Awards for RAV-86 Associates

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0191712/23/2020Claimant(s): Robert Valley, RAV-86 Associates, 1986 Valley Family Trust
Claimant Lawyers(s): Robert Valley
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Steven S. Manos
Hearing Site: New London, CT
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